Broker Check

Legal Disclosure

Barker Financial Group, Inc. (“Barker” or the “Advisor”) is an independent investment advisory firm registered with the U.S. Securities and Exchange Commission (SEC) and operating in various jurisdictions to provide services to individuals, non-profit institutions, municipalities, and businesses within the United States. We currently serve clients in a number of states; additional jurisdictions are added as necessary through filings addressing each individual state.

Barker provides the information in this website for informational purposes only. No portion of this website should be used as a basis for a financial decision and should not be considered investment advice. The content of this website does not constitute a solicitation of investment advisory business nor an offer to deliver services in any jurisdiction of the U.S.

At certain places on this website, live ‘links’ to other Internet addresses can be accessed. Such external Internet addresses contain information created, published, maintained, or otherwise posted by institutions or organizations independent of Barker.

References on social media sites such as FaceBook appearing to be endorsements such as “Likes” should not be considered a positive reflection of the investment advisory services offered by Barker Financial Group, Inc. Visitors should avoid posting positive reviews of their experiences with the adviser or its services, as such testimonials are prohibited under the state and federal securities laws and may not reflect the experience of all clients of Barker. In meeting our compliance obligations, must act to block any such endorsements from public view.

Barker does not endorse, approve, certify, or control these external Internet addresses and does not guarantee or assume responsibility for the accuracy, completeness, efficacy, timeliness, or correct sequencing of information located at such addresses. Use of any information obtained from such addresses is voluntary, and reliance on it should only be undertaken after an independent review of its accuracy, completeness, efficacy and timeliness. Reference therein to any specific commercial product, process or service by trade name, trademark, service mark, manufacturer, or otherwise does not constitute or imply endorsement, recommendation or favoring by Barker.

At certain places on this Barker Financial Group, Inc. (“Barker”) Internet site, live ‘links’ to other Internet addresses can be accessed. Such external Internet addresses contain information created, published, maintained, or otherwise posted by institutions or organizations independent of Barker.

References appearing to be endorsements such as “Likes” should not be considered a positive reflection of the investment advisory services offered by Barker. Visitors to this page must avoid posting positive reviews of their experiences with the adviser or its services as such testimonials are prohibited under the state and federal securities laws and may not reflect the experience of all clients of Barker.

Important Disclosures

Barker Financial Group, Inc. (“Advisor”) is a Registered Investment Advisor (“RIA”), registered with the U.S. Securities and Exchange Commission (“SEC”). Advisor provides investment management and advisory services for clients nationally. Advisor will notice file and maintain all applicable licenses as required by the various states in which the Advisor conducts business, as applicable. The Advisor renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.


This web site is intended to provide general information about the Advisor. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies and to be able to contact us for further information.

Market data, articles and other content on this web site are based on generally available information and are believed to be reliable. The Advisor does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.

The Advisor will provide all prospective clients with a copy of our current Form ADV, Part 2A (“Disclosure Brochure”) and Part 2B (“Brochure Supplement”) for each advisory person supporting a particular client. The Disclosure Brochure and Brochure Supplement are updated at least annually and available upon request. You may also obtain a copy on the SEC website at http://adviserinfo.sec.gov.

Social Media Websites

The Advisor may utilize third-party websites that include social media websites, blogs and other interactive content. The Advisor considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, the Advisor may retain a copy of information that Advisor or third parties may contribute to such sites. This information is subject to review and inspection by the CCO of the Advisor or the SEC.

Information provides on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by the Advisor’s advisory persons after entering into an advisory agreement and provided the Advisor with all requested information about your background.

Blog Posts

At certain places on this website, the Advisor may include hyperlinks to other websites. Such external websites contain information created, published, maintained, or otherwise posted by institutions or organizations independent of the Advisor. References appearing to be endorsements such as “Likes” should not be considered a positive reflection of the investment advisory services offered by the Advisor. Visitors to this website must avoid posting positive reviews of their experiences with the Advisor or the Advisor’s services, as such testimonials are prohibited under the state and federal securities laws and may not reflect the experience of all clients of the Advisor.

If you have any questions regarding these disclosures, please Contact Us.